Among other things, the ICI recommended that the SEC drop the 15% limit on alternative investments by retail closed-end funds ...

The House Financial Services Committee advanced legislation that would scrap the PCAOB and cut the CFPB budget.

Monday’s letter from Citadel is just the latest wish list submitted to newly arrived SEC Chair Paul Atkins, a former Wall ...

Sidley Austin has added a seven-attorney group finance group in New York and two regulatory lawyers in Washington, D.C., ...

The chair of the U.S. accounting watchdog on Thursday warned against drastic changes to oversight of public companies' auditors, a day after Republican lawmakers advanced legislation to effectively ...

Texas Republican Lance Gooden suggested to the agency that runs office space that installing ATMs will help align the ...

To understand the Justice Department's struggles in representing President Donald Trump's positions in court, look no further ...

Crypto asset manager 21Shares applied for an exchange-traded fund tracking the price of Sui,, according to a filing with the ...

The First Circuit, in a closely watched securities case, reversed a $93 million summary judgment ruling for the Securities and Exchange ...

Action could come as soon as July 2, when the SEC will be required to make a final decision on a number of altcoin ETF ...

Canary Capital has filed with the SEC for the first spot Sei (SEI) exchange-traded fund with a staking feature included.

Morgan Stanley Investment Management (MSIM) has introduced a new evergreen private equity fund aimed at expanding access to ...